Resources / Glossary / Reps and warranties

Reps and warranties.

Aka. Representations and warranties · R&W

What are reps and warranties?

Representations and warranties — reps and warranties, or R&W — are the statements of fact a seller makes about the target in the purchase agreement. They cover the condition of the business as the seller asserts it to be: that the financials are accurate, that the contracts are valid, that there is no undisclosed litigation, that taxes have been paid, that the company owns its assets cleanly.

Their function is to allocate risk. Diligence reveals what a buyer can find; reps and warranties protect the buyer against what it could not. By signing them, the seller stands behind the truth of those statements, and if one turns out to be false, the buyer has a contractual claim — usually an indemnity — for the resulting loss.

Reps are typically qualified by the disclosure schedule, where the seller carves out the specific exceptions to its otherwise clean statements. A rep and its disclosures have to be read together to know what the seller has actually promised.

How reps and warranties work in a deal

R&W sit at the heart of the risk allocation between buyer and seller.

  1. The seller makes statements. The agreement lists representations across every dimension of the business — financial, legal, tax, operational.
  2. Disclosures qualify them. The seller lists exceptions on the disclosure schedule, so a rep is only breached if reality differs from the statement as disclosed.
  3. They survive for a period. Most reps survive for a defined window after close, during which the buyer can bring a claim.
  4. Breach triggers a remedy. If a rep is untrue and causes loss, the buyer's recourse is typically an indemnity, often capped and subject to a deductible, and increasingly covered by reps and warranties insurance.

Frequently asked.

4 questions
01 What's the difference between a representation and a warranty?

Technically, a representation is a statement of fact made to induce the other party to enter the deal, while a warranty is a contractual promise that the statement is true. The distinction can affect the legal remedies available, but in practice the two are bundled together as reps and warranties and negotiated as one set of protections.

02 How do reps and warranties relate to the disclosure schedule?

The disclosure schedule is where the seller lists the exceptions to its reps. A rep states a clean position; the schedule carves out where reality differs. Together they define exactly what the seller is promising — a rep can only be breached relative to what was disclosed against it.

03 What happens if a representation turns out to be false?

The buyer typically has an indemnity claim for the loss the breach causes, subject to the limits negotiated in the agreement — survival periods, caps, baskets, and deductibles. Where reps and warranties insurance is in place, the claim may be made against the policy rather than the seller.

04 How do reps and warranties connect to diligence?

They are complementary. Diligence is the buyer's effort to find issues for itself; reps and warranties are the seller's contractual backstop for the issues diligence could not uncover. A buyer that finds a problem in diligence will often address it directly in the deal terms rather than relying solely on a rep.

What the seller disclosed against each rep, and what diligence turned up, together form the record of what the buyer knew at close — a record worth keeping queryable long after the agreement is signed.

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