Resources / Glossary / Reps and warranties insurance

Reps and warranties insurance.

Aka. RWI · R&W insurance · Warranty and indemnity insurance · W&I insurance

What is reps and warranties insurance?

Reps and warranties insurance — RWI in the US, warranty and indemnity (W&I) insurance in Europe — is a policy that covers financial loss arising from a breach of the representations and warranties a seller makes in a purchase agreement. Instead of pursuing the seller directly when a rep turns out to be false, the buyer claims against the insurer.

The product solves a recurring tension in deals. Sellers want a clean exit with minimal post-close liability; buyers want a creditworthy backstop if the business is not as represented. RWI bridges the gap by shifting the risk to a third party, which is why it has become close to standard in private equity transactions.

Most policies are buyer-side: the buyer is the insured and brings the claim. The underwriting process leans heavily on the quality of the buyer's diligence — an insurer will not cover a risk the buyer should have, or did, identify and choose to ignore.

How reps and warranties insurance works

The policy is arranged alongside the deal and sits on top of the contractual reps.

  1. Underwriting on diligence. The insurer reviews the buyer's diligence reports and the purchase agreement to understand and price the risk it is taking on.
  2. Retention and limits. The policy carries a retention — a deductible the insured bears first — and a coverage limit, both negotiated against the policy premium.
  3. Exclusions. Known issues, items disclosed on the schedule, and certain categories of risk are typically excluded; insurance covers the unknown, not the disclosed.
  4. Claims against the insurer. If a covered rep is breached and causes loss above the retention, the buyer claims against the policy rather than the seller.

Frequently asked.

4 questions
01 Who buys reps and warranties insurance, the buyer or the seller?

Most policies are buyer-side, meaning the buyer is the insured party and brings any claim, even though the seller may negotiate to pay or share the premium. Sell-side policies exist but are far less common. The buyer-side structure aligns the policy with the party that actually suffers the loss from a breach.

02 Why is reps and warranties insurance so common in private equity?

Because it lets a seller exit cleanly — with little or no post-close indemnity escrow tied up — while still giving the buyer a creditworthy backstop. For a financial seller returning capital to its fund's investors, removing lingering liability is valuable, and RWI makes that possible without leaving the buyer exposed.

03 What does reps and warranties insurance not cover?

It covers unknown breaches — facts that were not identified before close. It does not cover known issues, matters disclosed on the disclosure schedule, or risks the buyer was aware of and chose to accept. Certain categories, such as some tax and environmental exposures, are also frequently excluded or covered only with specific underwriting.

This is why the policy turns on the quality of diligence: the insurer is pricing the unknown, and weak diligence widens it.

04 How does RWI depend on the quality of diligence?

Directly. The insurer underwrites the policy by reading the buyer's diligence reports, and the strength of that diligence shapes both the premium and the exclusions. Thin diligence leads to broader exclusions or a higher price, because the insurer is being asked to cover risks the buyer did not adequately investigate.

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